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12<DIV ALIGN=RIGHT>
13version 3.6
14</DIV>
15<P>
16<DIV ALIGN=CENTER>
17<H1>DnaMLK -- DNA Maximum Likelihood program<BR>with molecular clock</H1>
18</DIV>
19<P>
20&#169; Copyright 1986-2002 by the University of
21Washington.  Written by Joseph Felsenstein.  Permission is granted to copy
22this document provided that no fee is charged for it and that this copyright
23notice is not removed.
24<P>
25This program implements the maximum likelihood method for DNA
26sequences under the constraint that the trees estimated must be
27consistent with a molecular clock.  The molecular clock is the
28assumption that the tips of the tree are all equidistant, in branch
29length, from its root.  This program is indirectly related to DNAML.
30Details of the algorithm are not yet published, but many aspects
31of it are similar to DNAML, and these are published in
32the paper by Felsenstein and Churchill (1996).
33The model of base substitution allows the expected frequencies
34of the four bases to be unequal, allows the expected frequencies of
35transitions and transversions to be unequal, and has several
36ways of allowing different rates of evolution at
37different sites.
38<P>
39The assumptions of the model are:
40<OL>
41<LI>Each site in the sequence evolves independently.
42<LI>Different lineages evolve independently.
43<LI>There is a molecular clock.
44<LI>Each site undergoes substitution at an expected rate which is
45chosen from a series of rates (each with a probability of occurrence)
46which we specify.
47<LI>All relevant sites are included in the sequence, not just those that
48have changed or those that are "phylogenetically informative".
49<LI>A substitution consists of one of two sorts of events:
50<DL COMPACT>
51<DT>(a)</DT>
52<DD>The first kind
53of event consists of the replacement of the existing base by a base
54drawn from a pool of purines or a pool of pyrimidines (depending on
55whether the base being replaced was a purine or a pyrimidine).  It can
56lead either to no change or to a transition.</DD>
57<DT>(b)</DT>
58<DD>The second kind of
59event consists of the replacement of the existing base
60by a base drawn at random from a pool of bases at known
61frequencies, independently of the identity of the base which
62is being replaced.  This could lead either to a no change, to a transition
63or to a transversion.</DD>
64</DL>
65<P>
66The ratio of the two
67purines in the purine replacement pool is the same as their ratio in the
68overall pool, and similarly for the pyrimidines.
69<P> 
70The ratios of transitions to transversions can be set by the
71user.  The substitution process can be diagrammed as follows:
72Suppose that you specified A, C, G, and T base frequencies of
730.24, 0.28, 0.27, and 0.21.
74<P>
75<UL>
76<LI>First kind of event:
77<P>
78<OL>
79<LI>Determine whether the existing base is a purine or a pyrimidine.
80<LI>Draw from the proper pool:
81<P>
82<PRE>
83      Purine pool:                Pyrimidine pool:
84
85     |               |            |               |
86     |   0.4706 A    |            |   0.5714 C    |
87     |   0.5294 G    |            |   0.4286 T    |
88     | (ratio is     |            | (ratio is     |
89     |  0.24 : 0.27) |            |  0.28 : 0.21) |
90     |_______________|            |_______________|
91</PRE>
92</OL>
93<P>
94<LI>Second kind of event:
95<P>
96Draw from the overall pool:
97<PRE>
98
99              |                  |
100              |      0.24 A      |
101              |      0.28 C      |
102              |      0.27 G      |
103              |      0.21 T      |
104              |__________________|
105</PRE>
106</UL>
107<P>
108Note that if the existing base is, say, an A, the first kind of event has
109a 0.4706 probability of "replacing" it by another A.  The second kind of
110event has a 0.24 chance of replacing it by another A.  This rather
111disconcerting model is used because it has nice mathematical properties that
112make likelihood calculations far easier.  A closely similar, but not
113precisely identical model having different rates of transitions and
114transversions has been used by Hasegawa et. al. (1985b).  The transition
115probability formulas for the current model were given (with my
116permission) by Kishino and Hasegawa (1989).  Another explanation is
117available in the paper by Felsenstein and Churchill (1996).
118</OL>
119<P>
120Note the assumption that we are looking at all sites, including those
121that have not changed at all.  It is important not to restrict attention
122to some sites based on whether or not they have changed; doing that
123would bias branch lengths by making them too long, and that in turn
124would cause the method to misinterpret the meaning of those sites that
125had changed.
126<P>
127This program uses a Hidden Markov Model (HMM)
128method of inferring different rates of evolution at different sites.  This
129was described in a paper by me and Gary Churchill (1996).  It allows us to
130specify to the program that there will be
131a number of different possible evolutionary rates, what the prior
132probabilities of occurrence of each is, and what the average length of a
133patch of sites all having the same rate.  The rates can also be chosen
134by the program to approximate a Gamma distribution of rates, or a
135Gamma distribution plus a class of invariant sites.  The program computes the
136the likelihood by summing it over all possible assignments of rates to sites,
137weighting each by its prior probability of occurrence.
138<P>
139For example, if we have used the C and A options (described below) to specify
140that there are three possible rates of evolution,  1.0, 2.4, and 0.0,
141that the prior probabilities of a site having these rates are 0.4, 0.3, and
1420.3, and that the average patch length (number of consecutive sites
143with the same rate) is 2.0, the program will sum the likelihood over
144all possibilities, but giving less weight to those that (say) assign all
145sites to rate 2.4, or that fail to have consecutive sites that have the
146same rate.
147<P>
148The Hidden Markov Model framework for rate variation among sites
149was independently developed by Yang (1993, 1994, 1995).  We have
150implemented a general scheme for a Hidden Markov Model of
151rates; we allow the rates and their prior probabilities to be specified
152arbitrarily  by the user, or by a discrete approximation to a Gamma
153distribution of rates (Yang, 1995), or by a mixture of a Gamma
154distribution and a class of invariant sites.
155<P>
156This feature effectively removes the artificial assumption that all sites
157have the same rate, and also means that we need not know in advance the
158identities of the sites that have a particular rate of evolution.
159<P>
160Another layer of rate variation also is available.  The user can assign
161categories of rates to each site (for example, we might want first, second,
162and third codon positions in a protein coding sequence to be three different
163categories.  This is done with the categories input file and the C option.
164We then specify (using the menu) the relative rates of evolution of sites
165in the different categories.  For example, we might specify that first,
166second, and third positions evolve at relative rates of 1.0, 0.8, and 2.7.
167<P>
168If both user-assigned rate categories and Hidden Markov Model rates
169are allowed, the program assumes that the
170actual rate at a site is the product of the user-assigned category rate
171and the Hidden Markov Model regional rate.  (This may not always make
172perfect biological sense: it would be more natural to assume some upper
173bound to the rate, as we have discussed in the Felsenstein and Churchill
174paper).  Nevertheless you may want to use both types of rate variation.
175<P>
176<H2>INPUT FORMAT AND OPTIONS</H2>
177<P>
178Subject to these assumptions, the program is a
179correct maximum likelihood method.  The
180input is fairly standard, with one addition.  As usual the first line of the
181file gives the number of species and the number of sites.
182<P>
183Next come the species data.  Each
184sequence starts on a new line, has a ten-character species name
185that must be blank-filled to be of that length, followed immediately
186by the species data in the one-letter code.  The sequences must either
187be in the "interleaved" or "sequential" formats
188described in the Molecular Sequence Programs document.  The I option
189selects between them.  The sequences can have internal
190blanks in the sequence but there must be no extra blanks at the end of the
191terminated line.  Note that a blank is not a valid symbol for a deletion.
192<P>
193The options are selected using an interactive menu.  The menu looks like this:
194<P>
195<TABLE><TR><TD BGCOLOR=white>
196<PRE>
197
198Nucleic acid sequence
199   Maximum Likelihood method with molecular clock, version 3.6a3
200
201Settings for this run:
202  U                 Search for best tree?  Yes
203  T        Transition/transversion ratio:  2.0
204  F       Use empirical base frequencies?  Yes
205  C   One category of substitution rates?  Yes
206  R           Rate variation among sites?  constant rate
207  G                Global rearrangements?  No
208  W                       Sites weighted?  No
209  J   Randomize input order of sequences?  No. Use input order
210  M           Analyze multiple data sets?  No
211  I          Input sequences interleaved?  Yes
212  0   Terminal type (IBM PC, ANSI, none)?  (none)
213  1    Print out the data at start of run  No
214  2  Print indications of progress of run  Yes
215  3                        Print out tree  Yes
216  4       Write out trees onto tree file?  Yes
217  5   Reconstruct hypothetical sequences?  No
218
219Are these settings correct? (type Y or the letter for one to change)
220 
221</PRE>
222</TD></TR></TABLE>
223<P>
224The user either types "Y" (followed, of course, by a carriage-return)
225if the settings shown are to be accepted, or the letter or digit corresponding
226to an option that is to be changed.
227<P>
228The options U, W, J, O, M, and 0 are the usual ones.  They are described in the
229main documentation file of this package.  Option I is the same as in
230other molecular sequence programs and is described in the documentation file
231for the sequence programs.
232<P>
233The T option in this program does not stand for Threshold,
234but instead is the Transition/transversion option.  The user is prompted for
235a real number greater than 0.0, as the expected ratio of transitions to
236transversions.  Note
237that this is not the ratio of the first to the second kinds of events,
238but the resulting expected ratio of transitions to transversions.  The exact
239relationship between these two quantities depends on the frequencies in the
240base pools.  The default value of the T parameter if you do not use the T
241option is 2.0.
242<P>
243The F (Frequencies) option is one which may save users much time.  If you
244want to use the empirical frequencies of the bases, observed in the input
245sequences, as the base frequencies, you simply use the default setting of
246the F option.  These empirical
247frequencies are not really the maximum likelihood estimates of the base
248frequencies, but they will often be close to those values (what they are is
249maximum likelihood estimates under a "star" or "explosion" phylogeny).
250If you change the setting of the F option you will be prompted for the
251frequencies of the four bases.  These must add to 1 and are to be typed on
252one line separated by blanks, not commas.
253<P>
254The R (Hidden Markov Model rates) option allows the user to
255approximate a Gamma distribution of rates among sites, or a
256Gamma distribution plus a class of invariant sites, or to specify how
257many categories of
258substitution rates there will be in a Hidden Markov Model of rate
259variation, and what are the rates and probabilities
260for each.   By repeatedly selecting the R option one toggles among
261no rate variation, the Gamma, Gamma+I, and general HMM possibilities.
262<P>
263If you choose Gamma or Gamma+I the program will ask how many rate
264categories you want.  If you have chosen Gamma+I, keep in mind that
265one rate category will be set aside for the invariant class and only
266the remaining ones used to approximate the Gamma distribution.
267For the approximation we do not use the quantile method of Yang (1995)
268but instead use a quadrature method using generalized Laguerre
269polynomials.  This should give a good approximation to the Gamma
270distribution with as few as 5 or 6 categories.
271<P>
272In the Gamma and Gamma+I cases, the user will be
273asked to supply the coefficient of variation of the rate of substitution
274among sites.  This is different from the parameters used by Nei and Jin
275(1990) but
276related to them:  their parameter <EM>a</EM> is also known as "alpha",
277the shape parameter of the Gamma distribution.  It is
278related to the coefficient of variation by
279<P>
280&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;CV = 1 / a<SUP>1/2</SUP>
281<P>
282or
283<P>
284&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;a = 1 / (CV)<SUP>2</SUP>
285<P>
286(their parameter <EM>b</EM> is absorbed here by the requirement that time is scaled so
287that the mean rate of evolution is 1 per unit time, which means that <EM>a = b</EM>).
288As we consider cases in which the rates are less variable we should set <EM>a</EM>
289larger and larger, as <EM>CV</EM> gets smaller and smaller.
290<P>
291If the user instead chooses the general Hidden Markov Model option,
292they are first asked how many HMM rate categories there
293will be (for the moment there is an upper limit of 9,
294which should not be restrictive).  Then
295the program asks for the rates for each category.  These rates are
296only meaningful relative to each other, so that rates 1.0, 2.0, and 2.4
297have the exact same effect as rates 2.0, 4.0, and 4.8.  Note that an
298HMM rate category
299can have rate of change 0, so that this allows us to take into account that
300there may be a category of sites that are invariant.  Note that the run time
301of the program will be proportional to the number of HMM rate categories:
302twice as
303many categories means twice as long a run.  Finally the program will ask for
304the probabilities of a random site falling into each of these
305regional rate categories.  These probabilities must be nonnegative and sum to
3061.  Default
307for the program is one category, with rate 1.0 and probability 1.0 (actually
308the rate does not matter in that case).
309<P>
310If more than one HMM rate category is specified, then another
311option, A, becomes
312If more than one category is specified, then another option, A, becomes
313visible in the menu.  This allows us to specify that we want to assume that
314sites that have the same HMM rate category are expected to be clustered
315so that there is autocorrelation of rates.  The
316program asks for the value of the average patch length.  This is an expected
317length of patches that have the same rate.  If it is 1, the rates of
318successive sites will be independent.  If it is, say, 10.25, then the
319chance of change to a new rate will be 1/10.25 after every site.  However
320the "new rate" is randomly drawn from the mix of rates, and hence could
321even be the same.  So the actual observed length of patches with the same
322rate will be a bit larger than 10.25.  Note below that if you choose
323multiple patches, there will be an estimate in the output file as to
324which combination of rate categories contributed most to the likelihood.
325<P>
326Note that the autocorrelation scheme we use is somewhat different
327from Yang's (1995) autocorrelated Gamma distribution.  I am unsure
328whether this difference is of any importance -- our scheme is chosen
329for the ease with which it can be implemented.
330<P>
331The C option allows user-defined rate categories.  The user is prompted
332for the number of user-defined rates, and for the rates themselves,
333which cannot be negative but can be zero.  These numbers, which must be
334nonnegative (some could be 0),
335are defined relative to each other, so that if rates for three categories
336are set to 1 : 3 : 2.5 this would have the same meaning as setting them
337to 2 : 6 : 5.
338The assignment of rates to
339sites is then made by reading a file whose default name is "categories".
340It should contain a string of digits 1 through 9.  A new line or a blank
341can occur after any character in this string.  Thus the categories file
342might look like this:
343<P>
344<PRE>
345122231111122411155
3461155333333444
347</PRE>
348<P>
349With the current options R, A, and C the program has gained greatly in its
350ability to infer different rates at different sites and estimate
351phylogenies under a more realistic model.  Note that Likelihood Ratio
352Tests can be used to test whether one combination of rates is
353significantly better than another, provided one rate scheme represents
354a restriction of another with fewer parameters.  The number of parameters
355needed for rate variation is the number of regional rate categories, plus
356the number of user-defined rate categories less 2, plus one if the
357regional rate categories have a nonzero autocorrelation.
358<P>
359The G (global search) option causes, after the last species is added to
360the tree, each possible group to be removed and re-added.  This improves the
361result, since the position of every species is reconsidered.  It
362approximately triples the run-time of the program.
363<P>
364The User tree (option U) is read from a file whose default name is
365<TT>intree</TT>.
366The trees can be multifurcating.  This allows us to test the
367hypothesis that a given branch has zero length.
368<P>
369If the U (user tree) option is chosen another option appears in
370the menu, the L option.  If it is selected,
371it signals the program that it
372should take any branch lengths that are in the user tree and
373simply evaluate the likelihood of that tree, without further altering
374those branch lengths.   In the case of a clock, if some branches have lengths
375and others do not, the program does not estimate the lengths of those that
376do not have lengths given in the user tree.  If any of the branches
377do not have lengths, the program re-estimates the lengths of all of them.
378This is done because estimating some and not others is hard in the
379case of a clock.
380<P>
381The W (Weights) option is invoked in the usual way, with only weights 0
382and 1 allowed.  It selects a set of sites to be analyzed, ignoring the
383others.  The sites selected are those with weight 1.  If the W option is
384not invoked, all sites are analyzed.
385The Weights (W) option
386takes the weights from a file whose default name is "weights".  The weights
387follow the format described in the main documentation file.
388<P>
389The M (multiple data sets) option will ask you whether you want to
390use multiple sets of weights (from the weights file) or multiple data sets
391from the input file.
392The ability to use a single data set with multiple weights means that
393much less disk space will be used for this input data.  The bootstrapping
394and jackknifing tool Seqboot has the ability to create a weights file with
395multiple weights.  Note also that when we use multiple weights for
396bootstrapping we can also then maintain different rate categories for
397different sites in a meaningful way.  You should not use the multiple
398data sets option without using multiple weights, you should not at the
399same time use the user-defined rate categories option (option C).
400<P>
401The algorithm used for searching among trees is faster than it was in
402version 3.5, thanks to using a technique invented by David Swofford
403and J. S. Rogers.  This involves not iterating most branch lengths on most
404trees when searching among tree topologies,  This is of necessity a
405"quick-and-dirty" search but it saves much time.
406<P>
407<H2>OUTPUT FORMAT</H2>
408<P>
409The output starts by giving the number of species, the number of sites,
410and the base frequencies for A, C, G, and T that have been specified.  It
411then prints out the transition/transversion ratio that was specified or
412used by default.  It also uses the base frequencies to compute the actual
413transition/transversion ratio implied by the parameter.
414<P>
415If the R (HMM rates) option is used a table of the relative rates of
416expected substitution at each category of sites is printed, as well
417as the probabilities of each of those rates.
418<P>
419There then follow the data sequences, if the user has selected the menu
420option to print them out, with the base sequences printed in
421groups of ten bases along the lines of the Genbank and EMBL formats.  The
422trees found are printed as a rooted
423tree topology.  The
424internal nodes are numbered arbitrarily for the sake of
425identification.  The number of trees evaluated so far and the log
426likelihood of the tree are also given.  The branch lengths in the diagram are
427roughly proportional to the estimated branch lengths, except that very short
428branches are printed out at least three characters in length so that the
429connections can be seen.
430<P>
431A table is printed
432showing the length of each tree segment, and the time (in units of
433expected nucleotide substitutions per site) of each fork in the tree,
434measured from the root of the tree.  I have not attempted in include
435code for approximate confidence limits on branch points, as I have done
436for branch lengths in DNAML, both because of the extreme crudeness of
437that test, and because the variation of times for different forks would be
438highly correlated.
439<P>
440The log likelihood printed out with the final tree can be used to perform
441various likelihood ratio tests.  One can, for example, compare runs with
442different values of the expected transition/transversion ratio to determine
443which value is the maximum likelihood estimate, and what is the allowable range
444of values (using a likelihood ratio test, which you will find described in
445mathematical statistics books).  One could also estimate the base frequencies
446in the same way.  Both of these, particularly the latter, require multiple runs
447of the program to evaluate different possible values, and this might get
448expensive.
449<P>
450This program makes possible a (reasonably) legitimate
451statistical test of the molecular clock.  To do such a test, run DNAML
452and DNAMLK on the same data.  If the trees obtained are of the same
453topology (when considered as unrooted), it is legitimate to compare
454their likelihoods by the likelihood ratio test.  In DNAML the likelihood
455has been computed by estimating 2n-3 branch lengths, if their are n tips
456on the tree.  In DNAMLK it has been computed by estimating n-1 branching
457times (in effect, n-1 branch lengths).  The difference in the number of
458parameters is (2n-3)-(n-1) =  n-2.  To perform the test take the
459difference in log likelihoods between the two runs (DNAML should be the
460higher of the two, barring numerical iteration difficulties) and double
461it.  Look this up on a chi-square distribution with n-2 degrees of
462freedom.  If the result is significant, the log likelihood has been
463significantly increased by allowing all 2n-3 branch lengths to be
464estimated instead of just n-1, and molecular clock may be rejected.
465<P>
466If the U (User Tree) option is used and more than one tree is supplied,
467and the program is not told to assume autocorrelation between the
468rates at different sites, the
469program also performs a statistical test of each of these trees against the
470one with highest likelihood.   If there are two user trees, the test
471done is one which is due to Kishino and Hasegawa (1989), a version
472of a test originally introduced by Templeton (1983).  In this
473implementation it uses the mean and variance of
474log-likelihood differences between trees, taken across sites.  If the two
475trees' means are more than 1.96 standard deviations different
476then the trees are
477declared significantly different.  This use of the empirical variance of
478log-likelihood differences is more robust and nonparametric than the
479classical likelihood ratio test, and may to some extent compensate for the
480any lack of realism in the model underlying this program.
481<P>
482If there are more than two trees, the test done is an extension of
483the KHT test, due to Shimodaira and Hasegawa (1999).  They pointed out
484that a correction for the number of trees was necessary, and they
485introduced a resampling method to make this correction.  In the version
486used here the variances and covariances of the sum of log likelihoods across
487sites are computed for all pairs of trees.  To test whether the
488difference between each tree and the best one is larger than could have
489been expected if they all had the same expected log-likelihood,
490log-likelihoods for all trees are sampled with these covariances and equal
491means (Shimodaira and Hasegawa's "least favorable hypothesis"),
492and a P value is computed from the fraction of times the difference between
493the tree's value and the highest log-likelihood exceeds that actually
494observed.  Note that this sampling needs random numbers, and so the
495program will prompt the user for a random number seed if one has not
496already been supplied.  With the two-tree KHT test no random numbers
497are used.
498<P>
499In either the KHT or the SH test the program
500prints out a table of the log-likelihoods of each tree, the differences of
501each from the highest one, the variance of that quantity as determined by
502the log-likelihood differences at individual sites, and a conclusion as to
503whether that tree is or is not significantly worse than the best one.  However
504the test is not available if we assume that there
505is autocorrelation of rates at neighboring sites (option A) and is not
506done in those cases.
507<P>
508The branch lengths printed out are scaled in terms of expected numbers of
509substitutions, counting both transitions and transversions but not
510replacements of a base by itself, and scaled so that the average rate of
511change, averaged over all sites analyzed, is set to 1.0
512if there are multiple categories of sites.  This means that whether or not
513there are multiple categories of sites, the expected fraction of change
514for very small branches is equal to the branch length.  Of course,
515when a branch is twice as
516long this does not mean that there will be twice as much net change expected
517along it, since some of the changes occur in the same site and overlie or
518even reverse each
519other.  The branch length estimates here are in terms of the expected
520underlying numbers of changes.  That means that a branch of length 0.26
521is 26 times as long as one which would show a 1% difference between
522the nucleotide sequences at the beginning and end of the branch.  But we
523would not expect the sequences at the beginning and end of the branch to be
52426% different, as there would be some overlaying of changes.
525<P>
526Because of limitations of the numerical
527algorithm, branch length estimates of zero will often print out as small
528numbers such as 0.00001.  If you see a branch length that small, it is really
529estimated to be of zero length.
530<P>
531Another possible source of confusion is the existence of negative values for
532the log likelihood.  This is not really a problem; the log likelihood is not a
533probability but the logarithm of a probability.  When it is
534negative it simply means that the corresponding probability is less
535than one (since we are seeing its logarithm).  The log likelihood is
536maximized by being made more positive: -30.23 is worse than -29.14.
537<P>
538At the end of the output, if the R option is in effect with multiple
539HMM rates, the program will print a list of what site categories
540contributed the most to the final likelihood.  This combination of
541HMM rate categories need not have contributed a majority of the likelihood,
542just a plurality.  Still, it will be helpful as a view of where the
543program infers that the higher and lower rates are.  Note that the
544use in this calculations of the prior probabilities of different rates,
545and the average patch length, gives this inference a "smoothed"
546appearance: some other combination of rates might make a greater
547contribution to the likelihood, but be discounted because it conflicts
548with this prior information.  See the example output below to see
549what this printout of rate categories looks like.
550<P>
551A second list will also be printed out, showing for each site which
552rate accounted for the highest fraction of the likelihood.  If the fraction
553of the likelihood accounted for is less than 95%, a dot is printed instead.
554<P>
555Option 3 in the menu controls whether the tree is printed out into
556the output file.  This is on by default, and usually you will want to
557leave it this way.  However for runs with multiple data sets such as
558bootstrapping runs, you will primarily be interested in the trees
559which are written onto the output tree file, rather than the trees
560printed on the output file.  To keep the output file from becoming too
561large, it may be wisest to use option 3 to prevent trees being
562printed onto the output file.
563<P>
564Option 4 in the menu controls whether the tree estimated by the program
565is written onto a tree file.  The default name of this output tree file
566is "outtree".  If the U option is in effect, all the user-defined
567trees are written to the output tree file.
568<P>
569Option 5 in the menu controls whether ancestral states are estimated
570at each node in the tree.  If it is in effect, a table of ancestral
571sequences is printed out (including the sequences in the tip species which
572are the input sequences).  In that table, if a site has a base which
573accounts for more than 95% of the likelihood, it is printed in capital
574letters (A rather than a).  If the best nucleotide accounts for less
575than 50% of the likelihood, the program prints out an ambiguity code
576(such as M for "A or C") for the set of nucleotides which, taken together,
577account for more half of the likelihood.  The ambiguity codes are listed
578in the sequence programs documentation file.  One limitation of the current
579version of the program is that when there are multiple HMM rates
580(option R) the reconstructed nucleotides are based on only the single
581assignment of rates to sites which accounts for the largest amount of the
582likelihood.  Thus the assessment of 95% of the likelihood, in tabulating
583the ancestral states, refers to 95% of the likelihood that is accounted
584for by that particular combination of rates.
585
586<P>
587<H2>PROGRAM CONSTANTS</H2>
588<P>
589The constants defined at the beginning of the program include "maxtrees",
590the maximum number of user trees that can be processed.  It is small (100)
591at present to save some further memory but the cost of increasing it
592is not very great.  Other constants
593include "maxcategories", the maximum number of site
594categories, "namelength", the length of species names in
595characters, and three others, "smoothings", "iterations", and "epsilon", that
596help "tune" the algorithm and define the compromise between execution speed and
597the quality of the branch lengths found by iteratively maximizing the
598likelihood.  Reducing iterations and smoothings, and increasing epsilon, will
599result in faster execution but a worse result.  These values
600will not usually have to be changed.
601<P>
602The program spends most of its time doing real arithmetic.
603The algorithm, with separate and independent computations
604occurring for each pattern, lends itself readily to parallel processing.
605<P>
606<H2>PAST AND FUTURE OF THE PROGRAM</H2>
607<P>
608This program was developed in 1989 by combining code from DNAPARS and from
609DNAML.  It was speeded up
610by two major developments, the use of aliasing of nucleotide sites (version
6113.1) and pretabulation of some exponentials (added by Akiko Fuseki in version
6123.4).  In version 3.5 the Hidden Markov Model code was added and the method
613of iterating branch lengths was changed from an EM algorithm to direct
614search.  The Hidden Markov Model code slows things down, especially if
615there is autocorrelation between sites, so this version is slower than
616version 3.4.  Nevertheless we hope that the sacrifice is worth it.
617<P>
618One change that is needed in the future is to put in some way of
619allowing for base composition of nucleotide sequences in different parts
620of the phylogeny.
621<P>
622<HR>
623<P>
624<H3>TEST DATA SET</H3>
625<P>
626<TABLE><TR><TD BGCOLOR=white>
627<PRE>
628   5   13
629Alpha     AACGTGGCCAAAT
630Beta      AAGGTCGCCAAAC
631Gamma     CATTTCGTCACAA
632Delta     GGTATTTCGGCCT
633Epsilon   GGGATCTCGGCCC
634</PRE>
635</TD></TR></TABLE>
636<P>
637<HR>
638<H3>CONTENTS OF OUTPUT FILE (with all numerical options on)</H3>
639<P>
640(It was run with HMM rates having gamma-distributed rates
641approximated by 5 rate categories,
642with coefficient of variation of rates 1.0, and with patch length
643parameter = 1.5.  Two user-defined rate categories were used, one for
644the first 6 sites, the other for the last 7, with rates 1.0 : 2.0.
645Weights were used, with sites 1 and 13 given weight 0, and all others
646weight 1.)
647<P>
648<TABLE><TR><TD BGCOLOR=white>
649<PRE>
650
651Nucleic acid sequence
652   Maximum Likelihood method with molecular clock, version 3.6a3
653
654 5 species,  13  sites
655
656    Site categories are:
657
658             1111112222 222
659
660
661    Sites are weighted as follows:
662
663             0111111111 111
664
665
666Name            Sequences
667----            ---------
668
669Alpha        AACGTGGCCA AAT
670Beta         AAGGTCGCCA AAC
671Gamma        CATTTCGTCA CAA
672Delta        GGTATTTCGG CCT
673Epsilon      GGGATCTCGG CCC
674
675
676
677Empirical Base Frequencies:
678
679   A       0.23333
680   C       0.30000
681   G       0.23333
682  T(U)     0.23333
683
684Transition/transversion ratio =   2.000000
685
686
687Discrete approximation to gamma distributed rates
688 Coefficient of variation of rates = 1.000000  (alpha = 1.000000)
689
690State in HMM    Rate of change    Probability
691
692        1           0.264            0.522
693        2           1.413            0.399
694        3           3.596            0.076
695        4           7.086            0.0036
696        5          12.641            0.000023
697
698Expected length of a patch of sites having the same rate =    1.500
699
700
701Site category   Rate of change
702
703        1           1.000
704        2           2.000
705
706
707
708
709
710
711                                                   +-----Epsilon   
712  +------------------------------------------------4 
713  !                                                +-----Delta     
714--3 
715  !                                           +----------Gamma     
716  +-------------------------------------------2 
717                                              !       +--Beta     
718                                              +-------1 
719                                                      +--Alpha     
720
721
722Ln Likelihood =   -68.25148
723
724 Ancestor      Node      Node Height     Length
725 --------      ----      ---- ------     ------
726 root            3     
727   3             4          4.37769      4.37769
728   4          Epsilon       4.92983      0.55214
729   4          Delta         4.92983      0.55214
730   3             2          3.97954      3.97954
731   2          Gamma         4.92983      0.95029
732   2             1          4.64910      0.66957
733   1          Beta          4.92983      0.28073
734   1          Alpha         4.92983      0.28073
735
736Combination of categories that contributes the most to the likelihood:
737
738             1122121111 112
739
740Most probable category at each site if > 0.95 probability ("." otherwise)
741
742             .......... ...
743
744
745Probable sequences at interior nodes:
746
747  node       Reconstructed sequence (caps if > 0.95)
748
749    3        .rymtyscsr ymy
750    4        .GkaTcTCGG CCy
751 Epsilon     GGGATCTCGG CCC
752 Delta       GGTATTTCGG CCT
753    2        .AykTcGcCA mAy
754 Gamma       CATTTCGTCA CAA
755    1        .AcGTcGCCA AAy
756 Beta        AAGGTCGCCA AAC
757 Alpha       AACGTGGCCA AAT
758
759</PRE>
760</TD></TR></TABLE>
761</BODY>
762</HTML>
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